Maureen Jensen, former Chair and CEO of the Ontario Securities Commission (OSC), and Eric Noll, CEO of Context Capital Partners, … Ephyro Luis B. Amatong was appointed commissioner of the Securities and Exchange Commission (SEC) by President Benigno S. Aquino III on April 23, 2014 and took his oath of office on May 13, 2014.Before joining the SEC, Mr. Amatong was an Assistant Secretary of the Department of Finance (DOF) where he had an active role in a number of privatization projects, … David Cheop has been appointed the chief administrative officer of the Manitoba Financial Services Agency (MFSA) and chairman and CEO of the Manitoba Securities Commission (MSC), Finance Minister Scott Fielding announced Friday. Securities Commission Malaysia (SC) is looking to appoint a Chief Executive Officer to run the country's private pension administrator. View Alban Dhladhla Chirume’s profile on LinkedIn, the world’s largest professional community. David Cheop has been appointed the chief administrative officer of the Manitoba Financial Services Agency (MFSA) and chairman and CEO of the Manitoba Securities Commission (MSC), Finance Minister Scott Fielding announced Friday. 19 January 2021 - MEDIA RELEASE 21-007MR ASIC bans former Sydney adviser for three years ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. We Provide Data. Website of the Securities and Exchange Commission of Zimbabwe (SECZ). Ontario Securities Commission, Ontario (Mr. Grant Vingoe, Acting Chair and CEO) Securities and Exchange Commission, Pakistan (Mr. Aamir A. Khan, Chairman) Comissão do Mercado de Valores Mobiliários, Portugal (Ms. Gabriela Figueiredo Dias, Chair) Autorité des marchés financiers, Quebec (Mr. Louis Morisset, President and Chief Executive Officer) If you continue to use this website, you are agreeing to their uses. TORONTO, June 14, 2018 /CNW/ - The Commission issued its Reasons and Decision and an Order pursuant to Subsections 127(1) and 127(10) of the Securities Act in the above noted matter.. A copy of the Reasons and Decision and the Order dated June 13, 2018 are available at www.osc.gov.on.ca. Join to Connect Securities and Exchange Commission. To Develop and Regulate a capital market that is dynamic, fair, transparent and efficient, to contribute to the nation's economic development. Responsibilities. 57 Securities Commission Malaysia reviews. Advising on strategies in relation to international securities regulatory developments and sustainable finance initiatives; Enhancing cooperation between the SFC and overseas regulatory authorities, both bilaterally and through multilateral organisations, such as IOSCO and the FSB; and. It was established through an Act of Parliament, the S ecurities Act no. Coordinating with the HKSAR Government, other regulatory agencies and industry bodies on international developments, sustainable finance, and on formulating and implementing initiatives. Sam Bouji, chairman and CEO of Global RESP has been accused by the Ontario Securities Commission of directing Global RESP to buy $30 Million of notes of a small bank in London, Ontario called Pacific and Western Bank of Canada and personally earning $2-million in finder’s fees and commissions for the deal. The Securities and Exchange Commission today announced charges against Praxsyn Corp. and its CEO for allegedly issuing false and misleading press releases claiming the company was able to acquire and supply large quantities of N95 or similar masks to protect wearers from the COVID-19 virus. 7.8K likes. I worked at Ontario Securities Commission full-time. National Institute of Public Administration. Personal Assistant to CEO at Securities and Exchange Commission Zambia 254 connections. VANCOUVER, Aug. 14, 2017 /CNW/ - Ravinderpaul Singh Mangat (a.k.a. Creating a sound and safe investment environment in the securities and capital markets in Zimbabwe and beyond. The OSC will not be holding in-person hearings until further notice. 2018-24. Experience. 54 % Neutral. Ashley Alder Chief Executive Officer Securities and Futures Commission Ashley Alder took over as CEO of the SFC in October 2011, just as Hong Kong was emerging from the effects of the global financial crisis. Developer Resources. KUALA LUMPUR, May 6 — Finance Minister Lim Guan Eng has called upon the Securities Commission (SC) to look into fairer compensation for employees in well-performing companies for its Corporate Governance (CG) Monitor next … — Picture by Ahmad Zamzahuri. He succeeds Don Murray, who had headed the MSC since 1997, and retired on Nov. 30. Mr Alder started his career as a lawyer in London in 1984 and practised in Hong Kong for more than 20 years. Form DEF 14A, filed with the Securities and Exchange Commission (SEC), provides summary tables of compensation for a company's CEO and other of its highest-paid executives. Prior to becoming SEC Chairman, she was CEO of the Financial Industry Regulatory Authority (FINRA) — the largest non-governmental regulator for all securities firms doing business with the U.S. public. Mr Alder chairs the SFC's Executive Committee and Nominations Committee, and sits on the Budget Committee, Investment Committee, Advisory Committee and SFC (HKEC Listing) Committee. Support initiatives led by the HKSAR Government on Mainland-Hong Kong financial cooperation. TORONTO, Sept. 24, 2019 /CNW/ - The Commission issued an Order in the above named matter. TORONTO – The Ontario Securities Commission (OSC) has a new leader in Grant Vingoe who is now the Acting OSC Chair and Chief Executive Officer, effective April 15, 2020, following the departure of outgoing OSC Chair and CEO Maureen Jensen who announced her resignation in January. Currently, he is also Chairman of the Board of the International Organization of Securities Commissions (IOSCO) and sits on the Financial Stability Board's Plenary and its Steering Committee. The Securities and Exchange Commission today charged a Mountain View, California-based technology start-up and its chief executive officer with defrauding investors by making false and misleading statements about the company’s finances and sources of revenue. Chairman Schapiro joined the organization in 1996 as President of NASD Regulation, and was named Vice Chairman in 2002. He is a member of the Financial Leaders Forum, a Council Member of the Treasury Markets Association and Vice President of The Hong Kong Institute of Bankers. He was Executive Director of the SFC's Corporate Finance Division from 2001 to 2004, when he returned to the international law firm Herbert Smith LLP as Head of Asia. The Securities and Exchange Commission today charged a Mountain View, California-based technology start-up and its chief executive officer with defrauding investors by making false and misleading statements about the company’s finances and sources of revenue. WELCOME TO SECURITIES AND EXCHANGE COMMISSION The Securities and Exchange Commission (SEC) is the regulator of the Capital Markets in Zambia. The Securities and Exchange Commission on Friday charged former Wells Fargo CEO John Stumpf and a top lieutenant with misleading investors about … “It has been an honour to serve Ontario investors and market participants,” said Chair Jensen. Approves of CEO. CEO, D. Grant Vingoe, currently oversees operations at the OSC. The OSC is tasked with ensuring fair and transparent markets for all participants, through the enforcement of Ontario’s Securities Act. Appointment Terminated for Syriatel CEO as Securities Commission Stops Trading in Company’s Shares. Mr Alder has been Chief Executive Officer of the Securities and Futures Commission since 1 October 2011. Mr Lui is a Fellow Member of The Hong Kong Institute of Certified Public Accountants (HKICPA) and a Member of The Institute of Chartered Accountants in England and Wales. The U.S. Securities and Exchange Commission (SEC) intends to sue Ripple over its sale of XRP, CEO Brad Garlinghouse said Monday. Report this profile About A highly competent and motivated Personal Assistant offering 7 years of administrative experience reporting to the Chief Executive Officer. h View Final Rules. The Securities and Exchange Commission. Japan's Daiwa Securities Group Inc plans to open its joint venture securities underwriting business in China in February, capitalizing on increased foreign … The U.S. Securities and Exchange Commission wants to hear from you! Securities and Exchange Commission Nigeria. Join to Connect Securities and Exchange Commission. He attained his Bachelor of Laws degree from the University of London in 1982 and graduated from the University of Cambridge with a Master of Laws degree in 1983. Creating a sound and safe investment environment in the securities and capital markets in Zimbabwe and beyond. If you continue to use this website, you are agreeing to their uses. Press Statement by SEC CEO on MAMCo Possession on 3rd March 2020. We want your input on proposed rules and want to know what information is important to you, the investor. Email enquiry@sfc.hk, We use cookies to improve the website performance and user experience. Our mandate is to provide protection to investors from unfair, improper and fraudulent practices, and foster fair and efficient capital markets and confidence in capital markets Mr Alder has been Chief Executive Officer of the Securities and Futures Commission since 1 October 2011. Process complaints against the SFC and our staff. Eddy Fong was appointed non-executive Chairman in 2006. The warrant for Mangat's arrest was issued in connection with fraud charges against Mangat under the Criminal Code, which were sworn June 1, 2017. OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION. 38 % Negative. Personal Assistant to CEO at Securities and Exchange Commission Zambia 254 connections. Muthaura will further continue to serve on the IOSCO Board, to which he […] The Ontario Securities Commission (OSC) said on Tuesday its chair and chief executive officer, Maureen Jensen, would step down, effective April 15. Pros. 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